Onboarding

Step 1: Download and Print Producer Packet

Step 2: Fill out producer packet following the upcoming instructions. KEEP PACKET IN ORDER.

Leave this page blank.

Fill out top section accurately as this information will be used for all of the insurance carriers. Include move in date and check "Individual".

Ignore bottom section unless you are requesting to be contracted as a business entity.

Fill out your name at the top and answer all of the questions honestly and correctly. If a subcategory is answered yes, then the main questions needs to be marked yes. Example: If 1B is yes then #1 needs to be marked yes as well.

Any yes answers need to be fully explained on upcoming pages.

Answer all of the questions honestly and correctly. If a subcategory is answered yes, then the main questions needs to be marked yes. Example: If 1B is yes then #1 needs to be marked yes as well.

Any yes answers need to be fully explained on upcoming pages.

Sign and date at the bottom.

Fill out your complete 7 year employment history. There can be no gaps between dates. So if there is a section of unemployment or school make sure and include it if it would create a gap in the 7 years. There should be no gaps between the end date of one section and the start date of the next.

Fill out your complete 7 year residence history. There can be no gaps between dates. There should be no gaps between the end date of one section and the start date of the next.

Fill out top section.

 

Follow instructions on how to complete the anti-money laundering training. When completed, print out and include certificate and fill out Completion Date.

If you know you are a registered rep with FINRA check yes, otherwise check no

If you already have E&O insurance, include it, otherwise ignore.

Fill out your name at the top and sign in the box below. Make sure your signature is legible, in black ink, and does not touch or go outside of the box. It must be a "wet" signature so no PDF Fillers.

Fill out your direct deposit information and sign and date. Include a voided check, greater than #100, with the account holder information pre-printed on it. Put it in the bottom box. If a voided check is not possible, the following may also be used.

1. A typed letter from the bank, on bank letterhead, signed by a bank representative. It must have the account holder name, bank routing number and account number in the body of the letter.

2. A pre-printed direct deposit form (nothing can be written) with the account holder name, bank routing number, and account number included on the form. The bank logo must also be present on the form.

NO EXCEPTIONS WILL BE TAKEN WITH DIRECT DEPOSIT INFORMATION

Include your Direct Deposit or Bank Letter here.

Include YOUR Anti-Money Laundering Certificate here.

IF LICENSED include LIFE license here. If UNLICENSED then ignore. This is not your driver's license, it is for your Life License if you have it.

If you have E&O include it here, otherwise ignore.

Fully explain any yes questions on the previous pages here.

Sign and date at the bottom.

Include any court documents that may be required, otherwise ignore.

Make sure and fill out the date and your name at the top of this page.

Under "If to Contractor to:" put your name and address.

Sign your name, print your name, and date.

Step 3:

Once application is filled out, scan the application and email to your mentor/hiring manager. The application must be in ONE FILE. We will not accept an application if each page is a separate file. It must also be a scan, not a picture. And it must be in a PDF, not any other format.